Investment Adviser – Level 2

January 2021

Description

This book aims to create a common minimum knowledge benchmark for individual investment adviser or principal officer of a non-individual investment adviser, under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice.

The Present Publication is the August 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination X-B [Investment Adviser (Level 2)], with the following noteworthy features:

• Know the comprehensive financial planning in the context of households to apply the planning elements learnt in Level 1 Certification Examination
• Understand the structure and performance of securities markets importance of asset allocation and impact of the market movement on the assets performance
• Know the practical aspect of product selection, portfolio construction, review and rebalancing based on clients need
• Know the compliance, operations and service elements in investment advice
• Also Available:
• NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination Workbook
• e-Book for NISM-Series-X-B: Investment Adviser (Level 1) Certification Examination Workbook
• Coverage of this book includes:
• Understanding Securities Market and Performance
• Knowing Operational Aspects of Financial Transactions
• Personal Financial Planning
• Comprehensive Financial Planning
• Product Analysis and Selection
• Regulatory and Compliance Aspects
• Case Studies in Comprehensive Financial Advice