Securities Laws & Capital Markets

4th Edition January 2021

GEM ID -5116877-74753137747

Description

The Present Publication authored by N.S. Zad, is the 4th Edition for New Syllabus June 2021 Exams, with the following noteworthy features:
Coverage of this book includes
Fully Solved Questions of Past 21 Exams (including December 2020 Exam
Solved Paper – December 2019 (New Syllabus)
Solved Paper – December 2020 (New Syllabus)
[Amended] Law stated in this book is as amended up to 30th November 2020 & Covers the latest applicable provisions and amendments under the respective laws
[Chapter-wise] marks distribution & comparison with Study Material of ICSI
Also Available:
[2019 Edition] of Taxmann’s Capital Markets andSecurities Laws for New Syllabus

[5th Edition]of Taxmann’s Capital Markets and Securities Laws for Old Syllabus

[1st Edition] of Taxmann’s Quick Revision Charts on Securities Laws and Capital Markets
The contents of this book are as follows:
Part I – Securities Law
Securities Contracts (Regulation) Act, 1956
Securities & Exchange Board of India Act, 1992
Depositories Act, 1996
An Overview of the SEBI (Issue of Capital & Disclosure Requirements) Regulation, 2018
SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015
SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011
SEBI (Buy-Back of Securities) Regulations, 2018
 SEBI (Delisting of Equity Shares) Regulation, 2009
SEBI (Share Based Employee Benefits) Regulations, 2014
SEBI (Issue of Sweat Equity) Regulations, 2002
SEBI (Prohibition of Insider Trading) Regulations, 2015
Mutual Funds
Collective Investment Schemes
SEBI (Ombudsman) Regulations, 2003
Part II – Capital Markets & Intermediaries
Structure of Capital Markets
Capital Markets Instruments
Important Aspects of Primary Market & Secondary Market
Securities Market Intermediaries